Newtek Business Services Corp

Newtek Business Services is an internally managed business development company that is a national non-bank lender that provides business and financial solutions under the Newtek® brand. Co.'s products and services include: business lending including U.S. Small Business Administration 7(a) loans, 504 loans and conventional loans, electronic payment processing, managed technology solutions (cloud computing), technology consulting, eCommerce, accounts receivable and inventory financing, personal and commercial lines insurance services, web services, data backup, storage and retrieval, and payroll and benefits solutions to small-and-medium sized business accounts nationwide.

NEWT is a BDC — view NEWT BDCInvestor Profile.

M.D.C. Holdings, Inc.

M.D.C. Holdings is engaged in the homebuilding and financial services. Co.'s homebuilding operations consist of its subsidiaries that purchase finished lots or develop lots to the extent necessary for the construction and sale of single-family detached homes to first-time and first-time move-up homebuyers. Co.'s financial services operations include: HomeAmerican Mortgage Corporation, which originates mortgage loans for its homebuyers; and Allegiant Insurance Company, Inc., A Risk Retention Group, which provides insurance coverage to its homebuilding subsidiaries on homes that have been delivered and various of its subcontractors for completed work on those delivered homes.

British American Tobacco Plc

British American Tobacco is a holding company. Through its subsidiaries, Co. is a multi-category consumer goods company that provides tobacco and nicotine products to consumers around the world. Co.'s non-combustible portfolio includes: Vuse and Vype, glo™, Velo, and Grizzly and Camel Snus. Co.'s combustible portfolio includes: Newport, Natural American Spirit, Camel, Pall Mall, Lucky Strike, Kent, Dunhill Tobacco, and Rothmans. Co. also has a portfolio of international and local brands. These combustible brands include Vogue, Viceroy, 555, Benson and Hedges, Peter Stuyvesant, Double Happiness, Kool, and Craven A, while oral brands include Granit, Mocca, and Kodiak.

Graham Holdings Co.

Graham Holdings is an education and media company, whose operations include educational services; television broadcasting; online, print and local TV news; home health and hospice care; and manufacturing. Co.'s subsidiary, Kaplan, Inc. provides educational services, both domestically and outside the United States. Co.'s media operations comprise of the ownership and operation of television broadcasting, plus Slate and Foreign Policy magazines; and Pinna, an ad-free audio streaming service for children. Co. also owns, among other, automotive dealerships, restaurants, a cybersecurity training company, a marketing solutions provider, and a customer data and analytics software company.

KNOT Offshore Partners LP

KNOT Offshore Partners is a limited partnership formed to own, operate and acquire shuttle tankers under long-term charters, which Co. defines as charters of five years or more.

RiverNorth/DoubleLine Strategic Opportunity Fund Inc

RiverNorth/DoubleLine Strategic Opportunity is an investment company with an investment objective to seek current income and overall total return. The Fund seeks to achieve its investment objective by allocating its Managed Assets among two principal strategies; under normal market conditions, the Fund may allocate between 10% and 35% of its Managed Assets to the Tactical Closed-End Fund Income Strategy and 65% to 90% of its Managed Assets to the Opportunistic Income Strategy.

SuRo Capital Corp

SuRo Capital is an internally-managed, non-diversified closed-end management investment company. Co.'s investment objective is to maximize its portfolio's total return, principally by seeking capital gains on its equity and equity-related investments.

Grifols SA, Barcelona

Grifols is engaged in developing, manufacturing and distributing a range of biological medicines on plasma derived proteins. Co. organizes its business into five divisions: Bioscience, which includes activities relating to the manufacture of plasma derivatives for therapeutic use; Diagnostic, which focuses on researching, developing, manufacturing and marketing in vitro diagnostics products; Hospital, which manufactures products used by hospitals, as well as parenteral solutions and enteral nutritional fluids; Bio Supplies, which is primarily involved in biological products for non-therapeutic use; and Others, which is primarily involved in manufacturing services to third party companies.

Westlake Chemical Partners LP

Westlake Chemical Partners is a limited partnership that operates, acquires and develops ethylene production facilities and related assets. Co.'s business and operations are conducted through its subsidiary, Westlake Chemical OpCo LP (OpCo). OpCo sells ethylene to Westlake Chemical Corporation and others, as well as co-products of ethylene production, including propylene, crude butadiene, pyrolysis gasoline and hydrogen.

Ethan Allen Interiors, Inc.

Ethan Allen Interiors, through its wholly-owned subsidiary, Ethan Allen Global, Inc., and Ethan Allen Global, Inc.'s subsidiaries, is an interior design company, manufacturer and retailer in the home furnishings marketplace. Co. aligns its business into two reportable segments: retail, which sells home furnishings and accents to clients through a network of Co.-operated design centers; and wholesale, which is principally involved in the development of the Ethan Allen brand and encompasses all aspects of design, manufacturing, sourcing, marketing, sale and distribution of Co.'s range of home furnishings and accents. Co.'s product line includes case goods, upholstery and home accents.

Alico, Inc.

Alico is a holding company. Through its subsidiaries, Co. operates as an agribusiness and land management company. Co. has two business segments: Alico Citrus, which owns and manages citrus land in DeSoto, Polk, Collier, Hendry, Charlotte, Highlands, and Hardee Counties in the State of Florida and engages in the cultivation of citrus trees to produce citrus for delivery to the fresh and processed citrus markets; and Land Management and Other Operations, which owns and manages land in Collier, Glades, and Hendry Counties and is engaged in land leasing for recreational and grazing purposes, conservation, and mining activities.

ViacomCBS Inc

ViacomCBS is a media and entertainment company. Co.'s portfolio includes CBS, SHOWTIME, Paramount Pictures, Nickelodeon, MTV, Comedy Central, BET, Smithsonian Channel, CBS All Access and Pluto TV, among others. In addition to providing streaming services and digital video products, Co. provides capabilities in production, distribution and advertising solutions. Co.'s TV Entertainment segment operates the CBS Television Network and its domestic broadcast network. Co.'s Cable Networks segment operates a portfolio of streaming services. Co.'s Filmed Entertainment segment operates Paramount Pictures, Paramount Players, Paramount Animation and Paramount Television Studios.

Companhia Siderurgica Nacional

Companhia Siderurgica Nacional is a steel producer in Brazil and Latin America. Co. operates throughout the entire steel production chain, from the mining of iron ore to the production and sale of a range of steel products. Co. divides its business into five segments: steel, which produces carbon steel; mining, which sells its iron ore products mainly in Asia, Europe and Brazil; cement, which is comprised of a cement plant in Volta Redonda, in the state of Rio de Janeiro, and in Arcos, in the state of Minas Gerais; logistics, which comprises railway and port facilities; and energy, which is comprised of generation plants.

Ellington Financial Inc

Ellington Financial acquires and manages mortgage-related, consumer-related, corporate-related, and other financial assets. Co.'s targeted asset classes include investments in the U.S. and Europe (as applicable) in the following categories: residential mortgage-backed securities, for which the principal and interest payments are guaranteed by a U.S. government agency or a U.S. government-sponsored entity; commercial mortgage-backed securities, commercial mortgage loans, and other commercial real estate debt; consumer loans and asset-backed securities (ABS), including ABS backed by consumer loans; mortgage-related and non-mortgage-related derivatives; and other investments.

Preferred: EFC.PRA

NL Industries, Inc.

NL Industries is a holding company. Co. operates in the component products industry through its majority-owned subsidiary, CompX International Inc. (CompX). Co. operates in the chemicals industry through its noncontrolling interest in Kronos Worldwide, Inc. (Kronos). Through CompX, Co. manufactures mechanical and electrical cabinet locks and other locking mechanisms used in a variety of applications including ignition systems, mailboxes, file cabinets, desk drawers, tool storage cabinets, electronic circuit panels, storage compartments, and gas station security. Kronos is a producer and marketer of titanium dioxide pigments, a base industrial product used in a range of applications.

Pangaea Logistics Solutions Ltd.

Pangaea Logistics Solutions is a holding company. Through its subsidiaries, Co. provides seaborne drybulk logistics and transportation services. Co. services a base of industrial customers who require the transportation of a variety of drybulk cargoes, including grains, coal, iron ore, pig iron, hot briquetted iron, bauxite, alumina, cement clinker, dolomite and limestone. Co.'s set of services and activities include cargo loading, cargo discharge, vessel chartering, voyage planning, and vessel technical management. Co. provides logistics and transportation services to clients utilizing an ocean-going fleet of motor vessels in the Handymax, Supramax, Ultramax and Panamax segments.

Restaurant Brands International Inc

Restaurant Brands International is a holding company. Through its subsidiaries, Co. is engaged as a quick service restaurant (QSR) company with approximately 27,000 restaurants in more than 100 countries and U.S. territories as of Dec. 31, 2020. Co.'s Tim Hortons®, Burger King® and Popeyes® brands have similar franchise business models with complementary daypart mixes and product platforms.

Turkcell Iletisim Hizmetleri AS

Turkcell Iletisim Hizmetleri is engaged in the development of telecom industry in Turkey, as a digital operator. Co.'s voice services consist of mobile communication services on a prepaid and postpaid basis and fixed voice services for consumers and corporate customers. Co.'s broadband services consist of mobile broadband, fiber to the home/building and ADSL Docsis, cable, LTE and fixed wireless broadband services over its mobile network. Co.'s segments are: Turkcell Turkey, which provides telecommunication and technology services activities in Turkey; and Turkcell International, which provides telecommunication and technology services activities beyond Turkey.